Disciplinary actions

The actions reported by these states range from minor paperwork errors to serious violations of state law. In many cases, organizations named here failed to register or registered late, but have since filed the proper paperwork. Most of the charities in this database are not on the Times/CIR list of America’s 50 worst. That list is based on money paid to professional solicitation companies, not regulatory actions.

OPPENHEIMERFUNDS LEGACY PROGRAM

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2
Total violations
1
Different state regulators
1
Year span

Violation detailsFines: $1,000

Date Source Action Details
May 4, 2005 FL Registration Enforcement Details
Oct. 3, 2006 FL Registration Enforcement Details